IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption for Advising Representatives of Portfolio Managers from Sections 3.5 and 3.9 of National Instrument[removed]Registration Requirements a - Canadian Investment Manager - Document - PDFSEARCH.IO

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	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption for Advising Representatives of Portfolio Managers from Sections 3.5 and 3.9 of National Instrument[removed]Registration Requirements a Add to Reading List Document Date: 2013-09-18 17:03:34 Open Document File Size: 257,19 KB Share Result on Facebook Country Canada / / Person Gary MacDougall / / Position dealer / Superintendent / representative / dealing representative / portfolio manager / advising representative / exempt market dealer / mutual fund dealer / Superintendent of Securities / / ProvinceOrState Northwest Territories / / SocialTag Exempt market dealer Collective investment schemes Financial services Mutual fund Canadian Investment Manager Financial economics Investment Finance

IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption for Advising Representatives of Portfolio Managers from Sections 3.5 and 3.9 of National Instrument[removed]Registration Requirements aAdd to Reading List