Back to Results
First PageMeta Content
Business / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Financial adviser / Financial planner / Regulatory compliance / Canadian Investment Manager / Financial economics / Finance / Investment


SWJ Keynote Address – IIROC’s Regulatory Agenda
Add to Reading List

Document Date: 2014-09-18 16:41:03

Open Document

File Size: 94,03 KB

Share Result on Facebook

City

Ottawa / /

Company

CSI / /

Country

Canada / /

Event

Person Communication and Meetings / /

IndustryTerm

free online glossary / investor tool / retail investors / retail clients / /

Organization

IIROC / Ministry of Finance / IIROC’s Education and Proficiency Committee / Ontario government / IIROC Compliance Conference Script Toronto Susan Wolburgh Jenah President and Chief Executive officer Investment Industry Regulatory Organization of Canada / /

Position

retail advisors / Finance Minister / advisor / retail investment advisors / dealer / advisors / /

ProvinceOrState

Ontario / /

Technology

CRM / service level agreement / /

SocialTag