AMF / MFDA Investor Protection Corporation / Norbourg Asset Management Inc. / Portus Alternative Asset Management Inc. / Essex Capital Management Inc. / Norshield Asset Management (Canada) Ltd. / MFDA Members / Jean St. Gelais / /
Continent
Europe / /
Country
Canada / United Kingdom / /
Currency
USD / / /
Event
Bankruptcy / Person Communication and Meetings / /
Canadian Investor Protection Fund / CSA Chairs MFDA Board / IDA / Investment Industry Regulatory Organization of Canada / European Union / Investment Counsel Association of Canada / Compensation Fund / Investment Funds Institute of Canada / /
Person
Autorite / Mark Gordon / Doug MacKay / Larry M. Waite / Paige Ward / / /
Position
Director / Policy and Regulatory Affairs Phone / custodian / portfolio manager / investment dealer / manager / manager failures / manager / client assets / manager of particular concern / general business risks / Executive / manager of any investment fund / mutual fund dealer / incompetent manager / investment fund manager / registrar / President and Chief Executive Officer / Fund manager / qualified custodian / registrar / bookkeeper / manager wide latitude / manager even greater access / asset manager / trustee / manager a further dimension / dealer / introducing broker / manager plays / manager fails / /
Policy Bulletin #0469-P - Regulatory Gap in Canada – Fund Managers: The Need for a Compensation Fund