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Exempt market dealer / Business / Money / Canadian Investment Manager / Mutual Fund Dealers Association / Canadian securities regulation / Non-reporting issuer / Investment / Finance / Financial economics


Microsoft Word - 31_103_notice_rfc.doc
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Document Date: 2013-03-06 16:17:11

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File Size: 1,14 MB

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Company

Excess Working Capital / /

Country

Canada / /

IndustryTerm

exemption applications / mediation services / /

Organization

CSA / Investment Industry Regulatory Association of Canada / Mutual Fund Dealers Association of Canada / Chinese Swimming Association / /

Position

investment fund manager / International adviser / chief compliance officer / scholarship plan dealer / advising and dealing representative / portfolio manager / Investment Manager / CEO / registered representative / exempt market dealer / investment fund manager / General / dealer / International dealer / investment dealer / head / officer / registered dealer / chief executive officer (CEO) / Adviser / /

ProvinceOrState

British Columbia / /

Technology

UDP / /

SocialTag