Ontario Securities Commission / Canadian Securities Institute / IIROC Board / Directors Authority / Organization of Canada / District Council / IIROC Board of Directors / /
Person
Rule / Rosemary Chan / Where / Compliance / Louis Piergeti / Paul Riccardi / Kevin McCoy / / /
Position
associate advising representative / Supervisor / Counsel / specific Dealer / Investment Manager / Manager designation / portfolio manager / executing broker / certain Dealer / Chartered Investment Manager / Vice President / Financial and Operation Compliance / Investment Representative / Senior Vice President Member / Senior Vice President / Enforcement / Registered Representative / Grant Exemptions Dealer / General / Dealer / General Counsel / Director / Market Regulation Policy / adviser / /