Back to Results
First PageMeta Content
Investment / Stock market / Securities / Financial markets / Financial Industry Regulatory Authority / Securities Exchange Act / Margin / U.S. Securities and Exchange Commission / Option / Financial economics / United States securities law / Finance


William J. Murphy and Carl M. Birkelbach
Add to Reading List

Document Date: 2013-07-02 16:34:26


Open Document

File Size: 314,12 KB

Share Result on Facebook

City

Chicago / /

Company

B. / Martinelli / Lowry / Securities Dealers Inc. / Birkelbach Investment Securities Inc. / Chicago Board Options Exchange Inc. / James J. Moylan and Associates P.C. / Financial Industry Regulatory Authority Inc. / NYSE Regulation Inc. / P&G / A. / Fidelity Investments / Proctor / /

Country

Germany / United States / /

Currency

USD / /

Event

Security Buyback / Person Communication and Meetings / M&A / Bankruptcy / Reorganization / Product Issues / Earnings Announcement / Product Recall / Judicial Event / /

IndustryTerm

real estate / unbalanced and misleading communications / /

Organization

FINRA / SECURITIES AND EXCHANGE COMMISSION Washington D.C. / FINRA's National Adjudicatory Council / National Association of Securities Dealers / Securities and Exchange Commission / Illinois Securities Department / SECURITIES ASSOCIATION / United States military / NASD / /

Person

Amy Lowry / Benjamin Martinelli / George Langlois / Thomas J. Furnari / Marc Menchel / Frank DeMaria / Michael J. Garawski / I. William J. Murphy / WILLIAM J. MURPHY / Karen DeRose / Marc Allair / Mark Pesavento / Julie Murphy / CARL M. BIRKELBACH / Stephen J. Gluckman / Pat Jage / Richard G. Cody / /

Position

president / accountant / trustee / financial planner / painter / covered call writer / representative / trader / investigator / call writer / trader friend / officer / compliance officer / writer and illustrator / registered representative / executive / founder / /

Product

appeal of this finding / /

ProvinceOrState

Illinois / /

PublishedMedium

BIS / the BIS / /

SocialTag