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Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Securities Exchange Act / Securities Act / Chiappone / United States / Government / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 4, 2013
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Document Date: 2013-12-04 17:47:20

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City

SETTLEMENT / Rapoport / New York / /

Company

United Parcel Service / /

Country

United States / /

Facility

Jacob K. Javits Federal Building / Federal Plaza / /

IndustryTerm

process server / wireless Internet / /

Organization

SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / United States Tax Court / Division of Enforcement / Securities and Exchange Commission / office of the Secretary / /

Person

THOMAS E. LIVINGSTON / DONALD J. ANTHONY / JR. / RICHARD D. FELDMANN / BRIAN T. MAYER / FRANK H. CHIAPPONE / ANDREW G. GUZZETTI / RYAN C. ROGERS / WILLIAM F. LEX / WILLIAM P. GAMELLO / Brenda P. Murray / PHILIP S. RABINOVICH / Donald J. Anthony / Jr. (Anthony) / Michael D. Birnbaum / /

Position

process server / hearing officer / /

ProvinceOrState

New York / /

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