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SEC RULE 606 QUARTERLY REPORT QUARTER ENDING MARCH 31, 2015 BROKER-DEALERS ARE REQUIRED TO DISCLOSE ANY MATERIAL ARRANGEMENTS WITH THE VENUES LISTED IN EACH SECTION BELOW, INCLUDING, BUT NOT LIMITED TO, ANY INTERNALIZATI
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Document Date: 2015-04-28 17:45:39


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City

Boston / /

Company

Goldman Sachs & Co. / Citigroup Global Markets Inc. / Citadel Securities LLC / NYSE Amex / EDGX Exchange Inc. / KCG Americas LLC / Instinet LLC / UBS Securities LLC / Morgan Stanley & Co. Incorporated / Two Sigma Securities LLC Limit / Chicago Board Options Exchange / Nasdaq Stock Market / Not FDIC Insured Are Not Bank / EverBank / BATS Options Exchange Inc. / Two Sigma Securities LLC / International Securities Exchange / EverTrade Direct Brokerage Inc. / NEW YORK STOCK EXCHANGE / BATS Exchange Inc. / Guaranteed May Lose Value EverTrade Direct Brokerage Inc. / /

IndustryTerm

investment products / /

Organization

FDIC / U.S. Securities and Exchange Commission / SIPC / FINRA / /

Position

broker /dealer / /

URL

www.finra.org / www.sipc.org / /

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