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EXHIBIT A PLAN TO IMPLEMENT A TICK SIZE PILOT PROGRAM SUBMITTED TO THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO
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Document Date: 2015-05-07 10:41:21

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File Size: 181,08 KB

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City

Philadelphia / Marshall Drive Lenexa / Broadway New York / City / New York / Chicago / Lenexa / NW Washington / /

Company

BATS Y-Exchange Inc. / NASDAQ OMX BX Inc. / The Nasdaq Stock Market LLC / Financial Industry Regulatory Authority Inc. / NY 10005 (11) NYSE MKT LLC / NASDAQ OMX PHLX LLC / New York Stock Exchange LLC / EDGX Exchange Inc. / Illinois 60605 (4) EDGA Exchange Inc. / Kansas 66214 (3) Chicago Stock Exchange Inc. / BATS Exchange Inc. / NYSE Area Inc. / /

Country

United States / /

Currency

USD / /

Facility

One Liberty Plaza / Liberty Plaza / /

IndustryTerm

plan processor / retail liquidity program / /

Organization

Designated Examining Authority / Securities and Exchange Commission / Examining Authority / /

Position

broker-dealer / dealer / /

ProvinceOrState

New Jersey / Pennsylvania / New York / Washington / DC / /

Technology

trading algorithm / plan processor / /

SocialTag