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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]April 3, 2014 Joint Industry Plan; Order Approving the Seventh Amendment to the National Market System Plan to Address Extraordinary Market Volati
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Document Date: 2014-04-04 14:40:21


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File Size: 182,40 KB

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Company

NYSE Arca Inc. / BATS Y-Exchange Inc. / NASDAQ OMX BX Inc. / Chicago Stock Exchange Inc. / EDGA Exchange Inc. / NYSE Euronext / The Nasdaq Stock Market LLC / Financial Industry Regulatory Authority Inc. / National Stock Exchange Inc. / MKT LLC / NASDAQ OMX PHLX LLC / PHLX LLC / New York Stock Exchange LLC / EDGX Exchange Inc. / Regulatory Authority Inc. / Chicago Board Options Exchange Incorporated / BATS YExchange Inc. / BATS Exchange Inc. / /

Currency

USD / /

Event

FDA Phase / /

MarketIndex

S&P 500 / Russell 1000 / /

MusicGroup

Lower / the Plan / /

Organization

Participants / Securities and Exchange Commission / Division of Trading and Markets / FINRA / /

Person

Elizabeth M. Murphy / Martha Redding / Janet M. McGinness / /

Position

Chief Counsel / Senior Vice President / Legal and Corporate Secretary / Secretary / Deputy Secretary / /

Product

Plan / /

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