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Notice of Filing of Amendment No. 21 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded o
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Document Date: 2010-05-10 13:17:44


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File Size: 246,79 KB

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Company

NYSE Arca Inc. / Nasdaq Stock Market LLC / Financial Industry Regulatory Authority Inc. International Securities Exchange / NASDAQ OMX BX Inc. / Chicago Stock Exchange Inc. / NYSE Amex Inc. / Financial Industry Regulatory Authority Inc. / National Stock Exchange Inc. / Nasdaq Systems / New York Stock Exchange LLC / NASDAQ OMX PHLX Inc. / International Securities Exchange LLC / Chicago Board Options Exchange Incorporated / BATS Exchange Inc. / /

Currency

USD / /

IndustryTerm

direct telephone access / direct-telephone-access requirement / then existing systems / market maker / depth-of-book products / outdated telephone-access requirement / “Processor / /

MarketIndex

NASDAQ 100 / /

MusicGroup

the Act / The Commission / /

Organization

OTC/UTP Operating Committee / Operating Committee / Securities and Exchange Commission / FINRA / /

Person

Thomas P. Knorring / Elizabeth Murphy / /

Position

Chairman / Administrator / Secretary / /

Technology

Plan processor / Cable TV / /

SocialTag