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United States Securities and Exchange Commission / Economy of the United States / Financial regulation / Chicago Stock Exchange / Financial Industry Regulatory Authority / United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / United States securities law / Self-regulatory organizations / 73rd United States Congress


Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Exchange, Inc.
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Document Date: 2010-09-09 12:49:39


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File Size: 44,45 KB

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Company

Chicago Stock Exchange Inc. / Midwest Stock Exchange Incorporated / Securities Dealers Inc. / Financial Industry Regulatory Authority Inc. / /

Organization

National Association of Securities Dealers / Securities and Exchange Commission / Senate Committee on Banking / Housing / and Urban Affairs / Division of Trading and Markets / CHX / FINRA / /

Position

Murphy Secretary / /

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