Back to Results
First PageMeta Content
Auditing / Private law / Law / United States corporate law / United States Securities and Exchange Commission / Chicago Stock Exchange / Securities Act / Audit committee / Regulation S-K / Corporate governance / United States securities law / Business


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]June 24, 2004 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated App
Add to Reading List

Document Date: 2004-06-24 15:00:24

Open Document

File Size: 267,70 KB

Share Result on Facebook

Company

American Stock Exchange LLC / Chicago Stock Exchange Inc. / Securities Dealers Inc. / New York Stock Exchange Inc. / The Nasdaq Stock Market Inc. / /

Currency

USD / /

Event

FDA Phase / /

IndustryTerm

accounting related services / daughters-in-law / questionable accounting / fathers-in-law / outside auditor / /

Organization

National Association of Securities Dealers / Securities and Exchange Commission / /

Person

Ellen J. Neely / Nancy J. Sanow / /

Position

executive officer / single director / Assistant Director / Division / director in question.18 Independent / independent director / CEO / investment adviser / administrator / Vice President and General Counsel / administrator / principal underwriter / director / chief executive officer / member of the board of directors / outside auditor / Assistant Director / Division of Market Regulation / Assistant Director / Division / /

Product

10A-3 / Partial Approval Order / /

SocialTag