Microsoft Word[removed]doc

First Page		Document Content
Date: 2008-01-28 14:35:01 Economy of the United States 73rd United States Congress United States securities law Stock market Financial economics Investment Self-regulatory organizations United States Securities and Exchange Commission Chicago Stock Exchange		Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 201,35 KB Share Document on Facebook

	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION, DocID: 1t6bI - View Document
	How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract DocID: 1rpew - View Document
	SR-FINRANotice of Filing and Immediate Effectiveness DocID: 1rngb - View Document
	United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016 DocID: 1rn4k - View Document
	COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and Authority DocID: 1rmL5 - View Document