UBS AG / the Depository Trust Company / The Depository Trust & Clearing Corporation / ABN AMRO Bank N.V. / HSBC Bank USA / Deutsche Bank Trust Company Americas / The Bank of New York Mellon / Wells Fargo Bank / Fixed Income Clearing Corporation / Bank of America / Citibank N.A. / The Clearing House Association L.L.C. / Members / National Securities Clearing Corporation / JPMorgan Chase Bank / National Association / /
Country
United States / /
Currency
USD / / /
Event
Product Issues / Product Recall / Business Partnership / /
IndustryTerm
industry groups / securities industry / /
Organization
National Association / Securities Industry and Financial Markets Association / U.S. Bank National Association / Federal Financial Institutions Examination Council / SIFMA AML Committee / Member’s Clearing Agency / U.S. Treasury Department’s office of Foreign Assets Control / GOV091.08 and MBS159.08 / US Federal Reserve / office of Foreign Assets Control / Securities and Exchange Commission / Clearing Agency / GOV091.08 / /
Person
Joseph R. Alexander / Ryan Foster / / /
Position
staff advisor / OFAC Compliance Officer / Chief Compliance Officer / Anti-Money Laundering Compliance Officer / Vice President and Senior Counsel The Clearing House Association L.L.C. Ira D. Hammerman Senior Managing Director and General Counsel / Murphy Secretary / general matter / relationship manager / /
October 13, 2009 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission