Merrill Lynch / Credit Suisse First Boston Corporation / Salomon Brothers Inc / CSFP Capital Inc. / Fenner & Smith Incorporated / New York Stock Exchange / Morgan Stanley & Co. / Goldman Sachs & Co. / Pierce / Smith Barney Inc. / Electronic Ouotation Systems / Bear Stearns & Co. Inc. / Morgan Stanley & Co. Incorporated / Stanley & Co. Incorpoiated / Steams & Co. Inc. / Lehman Brothers Inc. / /
Country
United States / /
Currency
USD / /
IndustryTerm
financial products / communication technology / /
Organization
Department of the TreasuIy / U.S.Government / Securities and Exchange Commission / Department of the Treasury / /
Person
Roger Anderson / Giovanni P. Prezioso / Giovanni P. Prezioso April / Richard R. Lindsey / /
Position
U.S.Affiliated Foreign Dealer / custodian / foreign broker / custodian for the US. investor / Deputy Assistant / Foreign Dealer / Director / foreign broker-dealer / broker / Assistant Secretary / major U.S. institutional investor / U.S.-Affiliated Foreign Dealer / U.S. broker-dealer / investment adviser / Major / major U.S. institutional investors / dealer / /
No Action Letter to Cleary, Gottlieb, Steen & Hamilton re: Securities Activities of U.S.-Affiliated Foreign Dealers