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Order Granting Approval of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
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Document Date: 2011-02-28 16:36:51


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File Size: 172,56 KB

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Company

Permitted Affiliates / Newedge USA LLC / The Depository Trust & Clearing Corporation / FCO / London Interbank / Futures LP / Morgan Stanley / Goldman Sachs / Certain Positions Cleared / NYSE Euronext / UBS Securities LLC / Citadel LLC / Fixed Income Clearing Corporation / Ronin Capital / DRW Trading Group / The Options Clearing Corporation / Eligible Netting Securities / Permitted Margin Affiliates / New York Portfolio Clearing LLC / Engmann Options Inc. / /

Country

United States / /

Currency

USD / /

Event

Business Partnership / Reorganization / FDA Phase / M&A / /

IndustryTerm

bank / /

NaturalFeature

CME Arrangement falls / Dealer Netting Member falls / /

Organization

Government Securities Division / Commodity Futures Trading Commission / U.S. government / Clearing Fund / FICC and NYPC / New York Law School / Securities and Exchange Commission / Center on Financial Services Law / /

Person

Joan C. Conley / Richard D. Marshall / Douglas Landy / Alex Kogan / William H. Navin / Donald J. Wilson / Jr. / James B. Fuqua / Ronald Filler / Walt Lukken / Adam C. Cooper / Jack DiMaio / John C. Hiatt / John Willian / Gary DeWaal / David Kelly / Douglas Engmann / Michael Bodson / John A. McCarthy / /

Position

counsel / Managing Director and Chief Legal Officer / President / Executive Vice President and General Counsel / broker / Vice President / Chief Executive Officer / Vice President & Corporate Secretary / Deputy General Counsel / registered government securities dealer / General Counsel / Executive Managing Director / Professor of Law and Director / Managing Director / Administrator / Senior Managing Director and Group General Counsel / Chief Administrative Officer / Dealer / /

Product

Members12 / FICC-2010-09 / /

Technology

simulation / /

SocialTag