Manager Corp / Ron Salole / VP New York (24Feb06) New York Stock Exchange / Lawson Lundell LLP / National Bank of Canada / Professional Liability RBC Global Technologies / Special Counsel Market Relations British Columbia Investment Management Corporation / Task Force* Toronto (13/14Oct05) Compliax Consulting Inc. Capital / PIAC Government Relations Committee Burgeonvest Securities Limited / Investment Adviser Regulation Cleary Gottlieb LLP / Member Regulation Arch Insurance Group / Deputy Director Corporation / Elizabeth Murphy Corporation / Janice O’Neill Citigroup / Goldman Sachs / Merrill Lynch / Senior Financial Adviser Northern Securities Inc. / Lehman Bros / CCGG Market Regulation Services Inc. / Financial Markets Dept Toronto (27Jan06) Investment / Wholesale GTO Centres Washington / Operatons / Asst / /
Facility
The Canadian Institute of Chartered Accountants / Canadian Securities Institute / Harvard University / /
Organization
Council of Ministers / office of Investment Adviser Regulation Cleary Gottlieb LLP / office of International Corporate Finance / United States Department of the Treasury / Canadian Public Accountability Board / U.S. Securities and Exchange Commission / Bank of Canada / Investment Funds Institute of Canada / Doug Canadian Coalition for Good Governance / Canadian Institute of Chartered Accountants / Canadian Securities Institute / Québec Quebec Investment Funds Council / Investor Education Foundation / Task Force on Securities Regulation & Reform / National Association of Securities Dealers / Investment Dealers Association of Canada / Legal Counsel Pension Investment Association of Canada / Ontario Securities Commission / Harvard University Toronto / British Columbia Securities Commission / Ministry of Finance / Department of Finance Canada / office of Financial Institutions Policy / & Gerry Hughes / Corporate & Investment Banking Securities Industry Association / Chair Capital Markets Committee / QIFC Regulations Committee / /
Person
Joy Weber / Regulation / Joëlle Saint-Arnualt / Eric Lapierre / Susan Enefer / Leanne Mercer / Renée Pietter / Robin Ford / Emil W. Henry / Jr. / John Faulkner / Catherine Jackson / Brian J. Wallace / James Duffy / Brenda J. Benham / Marc Menchal / Le Conseil / Pierre Hamel / Tom Atkinson / Jeanne Balcom / George Walz / Scott Kursman / Susan Merrill / Mario Ugoletti / David Longworth / David M. Becker / Dir / Bruce Macdonald / Gordon Thiessen / Eric Spink / Toni Gravelle / John Carson / Jennifer Sawin / Roberta Wilton / John Murray / Veronica Wessels / Richard Boivin / Joseph J. Oliver / Susan Wolburgh Jenah / Matthew Leavitt / Don Leitch / Frank Swedlove / Charlie McFarlane / Kevin Genirs / David W. Smith / John Gannon / Erin Moss / Doug Harris / Serge Dupont / Peter Takacek / Vic Alboini / Trois Maison / Paul Gauthier / Doug Hyndman / Paul Bourque / Dudek / Edward F. Greene / Sylvie Lachappelle / John J. De Goey / Gerry Hughes / Natasha Khan / Amir Mirza / Lowry / Richard W. Nesbitt / Brent W. Aitken / Beth Gripper / Donna Howard / D. Bruce McLeod / Joanne Cain / Malcolm K. Sparrow / Martin Dunn / Michael Campbell / Robert Innocentin / Grace Vogel / Stephen A. Jarislowsky / David Price / Elisse Walter / Peter Waite / Bob Stewart / Susan Axelrod / Kevin Doyle / /
Position
Deputy Minister / Deputy Governor / Financial Markets Issues / Principal Compliance Manager / Executive Director / President / Vice Chair / Senior Legal Counsel / current Asst Deputy Minister / Secretary / Head / Chief / Legal Counsel / Director Financial Markets Dept / Director / International Affairs & Services / CEO / Vice-Chair / Chief of Staff / Managing Director / Executive / Assistant Secretary of the Treasury for Financial Institutions / Professor of Practice / Legal Counsel / Les Services Investors Ltee & Chair / Assistant Deputy Minister / Director Corporate Strategy & Research / VP / Analyst / Financial Markets Dept Toronto / Chairman Montreal Exchange / VP Regulation & Corp Affairs / Manager Corporate Governance / General Director / Director of Policy / Research & Strategy / Vice President / Investor Education Toronto / President & Director / General Counsel / Chairman / Director / Chairman & Chief Executive Officer / Commissioner / Executive Vice President / Director TSX Group / VP Securities Chambre de / President & CEO / Adviser / VP / Legal Affairs & Secretary / Head of United States Department / Director / International Affairs & Services / Acting Chair / Exec VP / Regional VP / Vice President / Member of Board of Directors & Paul Gauthier / Regional VP / Financial Institutions / Member / Senior VP / Analyst / /
Appendix C Oral Presentations to Task Force* Toronto (13/14Oct05) Compliax Consulting Inc.