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Financial services / Commodities market / Institutional investors / 76th United States Congress / Hedge fund / Commodity Futures Trading Commission / Commodity pool / Registered Investment Advisor / Commodity trading advisor / Financial economics / Investment / Finance


Microsoft Word - NYDOCS01[removed]Securities and Exchange Commission Proposed Rule 203_b__3 _-2.DOC
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Document Date: 2004-09-17 12:00:35


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City

Washington / D.C. / /

Company

Tudor Capital (U.K.) L.P. / Tudor Investment Corporation / Financial Times / Conclusion Tudor / See Hedge Funds / Tudor U.K. / Long-Term Capital Management / Mark F. Dalton President Tudor Investment Corporation / /

Country

Japan / United States / Australia / United Kingdom / Singapore / /

Currency

USD / /

/

IndustryTerm

foreign banking authorities / retail market / substantial infrastructure / prime brokers / important tool / retail investors / financial services / portfolio analysis tools / commodity pool operator / /

Organization

Comptroller of the Currency / Department of Housing and Urban Development / Committee on Energy and Commerce / U.S. Federal Deposit Insurance Corporation / Ministry of Finance / Financial Services Authority / U.S. Office / FSA’s Department of Business Standards / U.S. Commodity Futures Trading Commission / Senate Committee on Banking / Department of the Treasury / U.S. Congress / U.S. Board of Governors of the Federal Reserve System / Commission’s mission / U.S. House of Representatives / Monetary Authority of Singapore / US Federal Reserve / Australian Securities and Investments Commission / Securities and Exchange Commission / Subcommittee on Telecommunications and Finance / U.S. Department / U.S. National Futures Association / CFTC’s Division of Clearing and Intermediary Oversight / Investments Commission / /

Person

Regulation / Goals As / William H. Heyman / Andrew S. Paul / Jane Kang Thorpe / Katz / Christina Sinclair / Richard C. Breeden / Alan Greenspan / James E. Newsome / Paul Tudor Jones II / Cynthia A. Glassman / Edward J. Markey / William H. Donaldson / Marianne K. Smythe / /

/

Position

commodity trading advisor / President / Jean A. Webb Secretary / Director / Division of Market Regulation / General Counsel / Secretary / Head / Director / Division of Investment Management / Chief Operating Officer / Chairman / Director / investment adviser / adviser affiliate / trader / hedge fund adviser / adviser / /

Product

Compliance Departments / /

PublishedMedium

the Commission through Federal Express / /

URL

www.shearman.com / http /

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