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By posting publicly the following written disclosure, the State of Connecticut Office of the State Treasurer intends that parties may rely on it for purposes of the independent registered municipal advisor exemption cont
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Document Date: 2014-07-24 14:29:53


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Company

Environmental Capital LLC / Bradley International Airport Bond Program Lamont Financial Services Corporation / A.C. Advisory Inc. / Acacia Financial Group Inc. / Associates L.L.C. / /

IndustryTerm

applicable common law / transportation / /

Organization

General Fund / Connecticut office of the State / Securities and Exchange Commission / Municipal Securities Rulemaking Board / /

Person

Richard McCarthy / Rule / James Haddon / Adela Cepeda / Doreen Frasca / Noreen White / /

Position

Treasurer / Treasurer Financial Advisor Contracts Contracts / advisor / State Treasurer / dealer / broker / / municipal advisors / retained financial advisors / Municipal Advisor / /

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