Back to Results
First PageMeta Content
Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Derivative / Securities Act / Financial regulation / Financial economics / United States securities law


Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a
Add to Reading List

Document Date: 2015-05-11 17:13:17

Open Document

File Size: 1,25 MB

Share Result on Facebook

City

Washington / DC / border security / registered security / Executing Security / /

Country

United States / /

/

IndustryTerm

printing / Internet comment form / Internet website / /

Organization

Commodity Futures Trading Commission / office of Derivatives Policy / Securities and Exchange Commission / Division of Trading and Markets / Agent AGENCY / /

Person

Richard Gabbert / Carol McGee / Margaret Rubin / /

/

Position

Governor / Assistant Director / official business days / swap dealer / Major / security-based swap dealer / registered broker-dealer / Senior Special Counsel / dealer / Secretary / Special Counsel / registered broker-dealer / along with certain related issues / /

PublishedMedium

Public Law / /

URL

www.sec.gov / http /

SocialTag