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Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Securities Exchange Act / Federal Reserve System / Derivative / Regulatory Flexibility Act / Securities regulation in the United States / Financial regulation / Government / Financial economics


Document Date: 2014-02-20 18:32:21

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City

Major Security / /

Company

Swap Financial Group / CFTC Joint Working Group / Morgan Stanley / /

Facility

New York City Bar / /

IndustryTerm

standardized derivative products / real-time reporting regimes / /

Organization

Department of Labor / Congress / International Swaps and Derivatives Association / COMMODITY FUTURES TRADING COMMISSION / International Organization of Securities Commissions / National Futures Association / Federal Agency / Internal Revenue Service / Securities Industry and Financial Markets Association / European Commission / Security-Based Swap Dealers and Major Security-Based Swap Participants B. Department / SBS Entities.26 Commission / American Benefits Council / Financial Services Authority / European Union / Division of Swap / European Parliament / Committee on the Investment of Employee Benefit Assets / Division of Enforcement / Securities and Exchange Commission / /

Person

Barry McCarty / Review / Katherine Scovin Driscoll / Phyllis J. Cela / Obama / Mary Q. Lutz / Peter Sanchez / Mark D. Higgins / /

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Position

Senior Trial Attorney / Chief Compliance Officer / Advisor / President / Advisors / Chief Counsel / Counsel / Office / Attorney Advisor / swap dealer / Major / Chief Trial Attorney / Representative / General / Dealer / General Counsel / Special Counsel / /

URL

www.cftc.gov / http /

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