Counterparty - PDFSEARCH.IO - Document Search Engine

Counterparty
Results: 708

#	Item
451	February 17, 2011 By electronic submission to www.cftc.gov David A. Stawick, Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-18 11:35:44 Systemic risk Employee Retirement Income Security Act Counterparty Over-the-counter Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Swap Futures contract Financial economics Law Investment
452	Securities Valuation Office National Association of Insurance Commissioners Replication (Synthetic Asset) Transaction Basket Form Please see Part 13, Section 6 of the Purposes and Procedures Manual of the NAIC’s Securi Add to Reading List Source URL: www.naic.org Language: English - Date: 2013-11-19 15:11:32 Derivative National Association of Insurance Commissioners Counterparty
453	CREDIT SUISSE CREDIT SUISSE SECURITIES (USA) LLC 1201 F Street NW, SUite 450 Phone Washington, DC 20004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-31 16:04:13 Contract law Financial markets Over-the-counter Stock market Derivative Futures contract Counterparty Margin Option Financial economics Finance Investment
454	October 22, 2010 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 15:00:50 Common law Equity Fiduciary Investment Dodd–Frank Wall Street Reform and Consumer Protection Act Counterparty Derivative Financial adviser Investment Advisers Act Law Financial economics Finance
455	Microsoft Word - real time clearing ltr_v9_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-21 13:20:56 Financial markets Securities Stock market Clearing house Futures exchange Derivative Futures contract Central Counterparty Clearing Commodity Futures Trading Commission Financial economics Investment Financial system
456	Microsoft Word - NCGA - NGSA Comments on CFTC End User Exception Final Draft[removed]_2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-18 14:52:22 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Futures contract Swap Counterparty Financial economics Finance Financial system
457	Microsoft Word - MDAC Form 3 Add to Reading List Source URL: www.oregon.gov Language: English - Date: 2012-06-14 13:27:08 Repurchase agreement Counterparty Collateral Bond Municipal bond Collateral management ISDA Master Agreement Financial economics Economics Finance
458	Page 1 of 8 WAIS Document Retrieval [Federal Register: February 11, 1998 (Volume 63, Number[removed]Notices ] [Page[removed]] Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-03 08:47:44 Financial markets Collateral management Credit Repurchase agreement Federal Reserve System Short Security Uniform Commercial Code Counterparty Financial economics Finance Business
459	Legal Risk Section[removed]An institution’s trading and capital-markets activities can lead to significant legal risks. Failure to correctly document transactions can result in legal disputes with counterparties over Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2011-07-07 08:41:54 Financial markets Securities Financial risk United States housing bubble Netting Over-the-counter Exposure at default Counterparty Derivative Financial economics Finance Investment
460	IM Guidance Update: Counterparty Risk Management Practices with Respect to Tri-Party Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-17 16:40:59 Funds Financial services Repurchase agreement Subprime mortgage crisis Systemic risk Collateral management Money market fund Collective investment scheme Financial risk Financial economics Finance Investment

UPDATE