San Francisco / Washlngton / ofNew York / Boston / Palo Alto / New York / Tokyo / Brooklyn / Ridgewood / /
Company
Galleon Management LP. / Schottcnfeld / Schottenfeld Group LLC / 3Coll1 / 3Com / H. / Hedge Fund AdvIser 2 / Silver Lake Partners / 3Corn / Jllcremental Capital LLC / Axcan Phamla Inc. / CRAIG C. DRIMAL / Ropes & Gray LLP / Incremental Capital / Spectrum Trading LLC / TPG LLP / Echotrade LI / Lighthouse Financial Group LLC / Lighthouse Fillancial Group / Spectrulll Trading / Group LLC / Alliance Data Systems Corp. / New York Stock Exchange / Avaya Inc. / Spcctnml Trading / ofBain Capital / Huawei Technologies / The Blackstone Group / Bain Capital LLC / 3Conl CoIp / Echotradc / /
Currency
USD / /
Event
M&A / Person Communication and Meetings / /
IndustryTerm
k-based investment bank / prominent international law / investm.ent bank / law finn material / fellow proprietary traders / law fiml material / registered representative and proprietary trader / registered representative ~md proprietary trader / law / /
MarketIndex
NASDAQ 100 / /
Organization
Securities and Exchange Commission / /
Person
EMANUEL GOFFE / Emanuel GofCer / Emanuel Goffer / Emanuel Goffer Gautham / Arthur J. Cutillo / Kimcltnan / GAUTHAM SHANKAR / Shankar David Plate Michael / Cntillo / David Plate / Shankar David Plate Eman / JASON C. GOLDFARB / Jason Goldliub / Gaulham Shankar / Drimal / Zvi Goffer / Michael A. Kimelman / Jason C. Goldfal'h / /
Position
attorney / counsel / portfolio manager / manager / broker / registered representative at G-2 Trading / professional trader / representative and proprietary trader / registered broker-dealer / registered representative / trader / Adviser / lawyer / lawyer in the New York office / /
Complaint: Arthur J. Cutillo, Jason C. Goldfarb, Zvi Goffer, Craig C. Drimal, Schottenfeld Group, LLC, Gautham Shankar, David Plate, Emanuel Goffer, and Michael Kimelman