Rauscher Pierce Refsnes Inc. / Financial Industry Regulatory Authority Inc. / World IEQ Technologies Inc. / Securities Dealers Inc. / World Environmental Technologies Inc. / Nok / /
Currency
USD / /
Event
Person Communication and Meetings / M&A / Funding / IPO / /
Facility
United States Court of Appeals FOR THE / /
IndustryTerm
purported subsidiary / bank account / antibacterial services / oil and gas ventures / federal securities law / joint bank account / /
Organization
National Association / NASD’s National Adjudicatory Council / United States Court / FINRA / NASD’s Department of Enforcement / NASD’s office of Hearing officers / Securities & Exchange Commission / Securities and Exchange Commission / NASD / /
Person
Linda Downer / Lynn Potts / Meredith A. Cunningham / Barry Landry / Siegel Broker-dealers / David M. Becker / George C. Freeman / III / Huntington Downer / Michael Frederick Siegel / Dorothy Landry / Jacob H. Stillman / /
Position
Circuit Judge / prominent state legislator / broker / consultant / General / General Counsel / Secretary of State / Senior Circuit Judge / Governor / Solicitor / Senior Litigation Counsel / representative / Texas Secretary / /
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued September 14, 2009 Decided January 12, 2010