Clover Capital Management / Modern Portfolio Management Inc. / /
Country
Netherlands / United States / /
Currency
USD / /
Facility
Enterprise Services Center Accounts Receivable Branch HQ Bldg. / /
IndustryTerm
non-discretionary portfolio management services / bank account / bank / performance advertising / compliance services / /
Organization
Enforcement Division / Dimensional Fund / Chicago Regional Office / office of Compliance Inspections and Examinations / Securities and Exchange Commission / /
Person
James A. Davidson / G. Thomas Damasco II / Bryan F. Ohm / /
Position
President / current compliance consultant / including comprehensive annual compliance reviews / Advisors / cashier / Chief Executive Officer / independent compliance consultant / compliance consultant / current compliance consultant / officer / registered representative at various broker-dealers / Chief Compliance Officer / Chief Operating Officer / CEO / Assistant Director / Murphy Secretary / Chief Counsel / investment adviser / registered investment adviser / registered representative / COO / Adviser / /
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]October 23, 2013 ADMINISTRATIVE PROCEEDING