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Financial system / Securities / Depository Trust & Clearing Corporation / Clearing / Cheque / Data aggregator / Internet privacy / Financial adviser / Financial economics / Finance / Payment systems


Microsoft Word - FSBA Customized Enrollment Form.docx
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City

Plan / Charlotte / /

Company

Pink Sheet Securities / the Depository Trust Company / Adobe / Reiche-Tang Money Market Fund / Financial Industry Regulatory Authority Inc. / Third Party Provider Services / Clearing Agent / Hewitt Affiliates / Hewitt Associates LLC / New York Stock Exchange / HEWITT FINANCIAL SERVICES LLC / Pershing LLC / Securities Investor Protection Corporation / Idle Account Funds / Leveraged Exchange Traded Funds / /

Currency

USD / /

/

Event

Reorganization / Business Partnership / Bankruptcy / M&A / /

/

IndustryTerm

expected communications / communications service fees / securities pricing services / law principles / brokerage services / appropriate tracking technology / wireless connection / state law / communications device / website services / Web browsers / archive communications / reasonable processing fees / operational services / automatic data processing vendors / institutional delivery systems / account applications / business systems / telephone/fax / Internet Access In order / federal law / online communications / electronic communications / Internet Other / data processing / cookie technology / telephonic network / or marketing services / bank / investment products / electronic notification services / alternate communications / research tools / technology service providers / proxy processing / related communications services / /

Organization

Compliance Department / Federal Reserves Board / Federal Deposit Insurance Corporation / ReicheTang Money Market Fund / /

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Position

attorney / personal digital assistant / general research tools / registered investment advisor / broker-dealer / director / policy-making officer / representative / clearing broker / /

ProvinceOrState

Vermont / Florida / North Carolina / /

Technology

personal digital assistant / operating systems / appropriate tracking technology / cookie technology / PDA / Acrobat / /

URL

www.orderroutingdisclosure.com / www.hewittfs.com / MyFRS.com / www.sipc.org / /

SocialTag