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Testimony of H. David Kotz Inspector General of the Securities and Exchange Commission Before the Financial Crisis Inquiry Commission Wednesday May 5, 2010
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Document Date: 2013-05-23 15:01:16


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Company

Bank of America / The Bear Stearns Companies Inc. / the Goldman Sachs Group Inc. / JP Morgan Chase & Co. / Merrill Lynch & Co / Morgan Stanley / TM / Lehman Brothers Holdings Inc. / /

Country

United States / /

Currency

USD / /

Event

M&A / Bankruptcy / /

Facility

University of Maryland Robert H. Smith School / /

IndustryTerm

bank / risk management / finance / asset management / investment banking / audits / /

Organization

office of Inspector General / SEC’s Division of Corporation Finance / School of Business / United States Senate Committee on Finance / Brady Commission / Federal Reserve Bank of New York / University of Maryland / US Federal Reserve / Division of Trading and Market / Presidential Task Force on Market Mechanisms / SEC OIG / office of Compliance Inspections and Examinations / Financial Crisis Inquiry Commission / Division of Enforcement / Federal Bureau of Investigation / Securities and Exchange Commission / Department of Justice / SEC’s CSE / Stanford / /

Person

Robert Allen Stanford / Albert S. (Pete) Kyle / Bernard Madoff / Grassley / /

Position

broker-dealer / Professor / Deputy Inspector General / Counsel / Inspector General / Deputy Inspector General / registered broker-dealer / consultant / H. David Kotz Inspector General / Inspector General / /

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