Back to Results
First PageMeta Content
Financial regulation / Government / Financial system / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / Motion / McDuff / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission


INITIAL DECISION RELEASE NO. 663 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
Add to Reading List

Document Date: 2014-09-05 16:40:08


Open Document

File Size: 57,98 KB

Share Result on Facebook

Company

Megafund Corporation / Monarch Funding Corp. / Blinder Robinson & Co. / Richard C. Spangler Inc. / Lancorp Financial Fund Business Trust / O.N. Equity Sales Co. / /

Country

United States / /

Currency

USD / /

Event

Judicial Event / Funding / /

Facility

bar McDuff / /

Organization

Lancorp Fund / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / Arizona Administrative Court / Division of Enforcement / Securities and Exchange Commission / /

Person

Levoy Dewey / Larry W. Frank / Guy P. Riordan / Jon Edelman / Don Warner Reinhard / Jeffrey L. Gibson / James E. Franklin / Gary M. Kornman / David Netzer Korem / Vladislav Steven Zubkis / Bradley Stark / Peter Siris / Terry Dowdell / Julius Shiva / Lawrence W. Frank / Cameron Elliot / GARY L. MCDUFF / John S. Brownson / Janie L. Frank / Joseph P. Galluzzi / Christopher A. Lowry / Marshall E. Melton / Robert Tringham / Ross Mandell / /

Position

registered broker / Order Taking Official / broker / unregistered broker-dealer / Taking Official / unregistered broker / investment adviser / municipal securities dealer / securities dealer / municipal advisor / Official / dealer / investment adviser / broker / dealer / municipal securities dealer / municipal advisor / dealer / judge / /

ProvinceOrState

Arizona / /

SocialTag