C.E. Carlson Inc. / Alchemy Ventures Inc. / Franquelin Enterprises / Wells Fargo / The Elva Group LLC / Destiny Funding LLC / Richard C. Spangler Inc. / /
Country
South Africa / United States / /
Currency
USD / /
Event
Judicial Event / Bankruptcy / Funding / /
Facility
Harbor Real Asset Fund / /
IndustryTerm
Bank account / real estate investor / real estate development / residential real estate project / manipulative and deceptive devices / /
Organization
SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / UN Court / Harbor Real Asset Fund / Division of Enforcement / Securities and Exchange Commission / /
Person
Judith E. Franquelin / Don Warner Reinhard / Joseph J. Barbato / J. Martin Tate / Vladislav Steven Zubkis / Daniel J. Wadley / Peter Siris / Donald Ray Booth / Brenda P. Murray / John W. Lawton / Donald T. Sheldon / Martin A. Pool / Armand R. Franquelin (Franquelin) / Robert Bruce Lohmann / Terri L. Urquiaga / Vladimir Boris Burgarski / Marshall E. Melton / Marie E. Iovino / Thomas S. Tranovich / /
Position
broker / unregistered broker-dealer / clerk / consultant / dealer / or issuer / General Counsel / investment adviser / municipal securities dealer / dealer / investment adviser / broker / dealer / municipal securities dealer / municipal advisor / dealer / Judge / Chief / /
INITIAL DECISION RELEASE NO. 698 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION