![Financial regulation / Financial system / Financial economics / 76th United States Congress / Investment Advisers Act / Securities Exchange Act / SEC Rule 10b-5 / Investment Advisor / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission Financial regulation / Financial system / Financial economics / 76th United States Congress / Investment Advisers Act / Securities Exchange Act / SEC Rule 10b-5 / Investment Advisor / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission](https://www.pdfsearch.io/img/ffcb9b90817f556eca70ec9fcba7450c.jpg) Date: 2014-08-05 10:34:37Financial regulation Financial system Financial economics 76th United States Congress Investment Advisers Act Securities Exchange Act SEC Rule 10b-5 Investment Advisor Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission | | INITIAL DECISION RELEASE NO. 647 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSIONAdd to Reading ListSource URL: www.sec.govDownload Document from Source Website File Size: 19,87 KBShare Document on Facebook
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