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Canada / Mutual Fund Dealers Association / Registered Retirement Savings Plan / Economy of Canada


Notice of Hearing[removed]Re: Sital Singh Harjinder Dhillon
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Document Date: 2014-03-18 14:57:15

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File Size: 297,79 KB

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City

Toronto / Weston / /

Company

Queensbury Strategies Inc. / W.H. Stuart Mutuals Ltd. / B2B Trust / WH Stuart / /

Currency

USD / /

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Event

FDA Phase / Debt Financing / /

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IndustryTerm

investment loan applications / trade processing / investment services / business to business / bank balance / loan applications / /

Organization

Regional Council / Central Regional Council / office of the Corporate / Mutual Fund Dealers Association of Canada / MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re / MFDA / Compliance Department / /

Person

Rohit Kumar / Sital Singh Harjinder Dhillon / C. Clement Wai / /

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Position

Chief Compliance Officer / counsel / head office / Director / Compliance Manager / representative / dealer / Secretary / head / dealing representative / Enforcement Counsel / /

Product

Policies / /

ProvinceOrState

Ontario / /

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