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Mutual Fund Dealers Association


Case Summary[removed]Hearing Panel imposes 4 year and 6 month suspension and $20,000 fine on Penny Diann Deming
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Document Date: 2014-10-27 11:47:33


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File Size: 199,65 KB

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City

Vancouver / /

Company

Worldsource Financial Management Inc. / SHE Financial Group Inc. / /

Country

Canada / /

Currency

USD / /

/

IndustryTerm

bank / /

Organization

Mutual Fund Dealers Association of Canada / Pacific Regional Council / /

Person

Hugh Corbett / /

/

Position

Managing Director / Enforcement / Director / Enforcement Phone / /

ProvinceOrState

British Columbia / /

SocialTag