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Investment / Securities Exchange Act / Direct market access / High-frequency trading / Broker-dealer / U.S. Securities and Exchange Commission / Alternative Trading Systems / Electronic trading / Net capital rule / Financial markets / Financial economics / Finance


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Document Date: 2010-01-21 15:21:50

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City

Washington / DC / /

Company

NYSE Arca Inc. / Associated Press / Wall Street Journal / Aite Group / Introduction SRO / Roundtable / Rambus Inc. / Google / Mizuho Securities / Nasdaq OMX Group Inc. / Lime Brokerage LLC / Cost Japan’s Mizuho Securities / Transaction Services / /

Country

Japan / United States / /

Currency

USD / JPY / /

/

IndustryTerm

Internet Web site / insurance / Internet comment form / market access technology / speed trading technology / technological tools / bank / technology / /

MarketIndex

NASDAQ 100 / /

Organization

Division of Trading and Markets / Current / Market Access AGENCY / Associate General Counsel / Securities Industry and Financial Markets Association / Securities and Exchange Commission / NASD / /

Person

Elizabeth M. Murphy / Carol E. Curtis / Brian Hyndman / Ann Vlcek / Daniel Gien / Nina Mehta / John Hintze / Scott Patterson / John Jacobs / Marc F. McKayle / Theodore S. Venuti / Ben Rooney / /

/

Position

Attorney / broker / Vice President / official business days / Chief Executive Officer / Secretary / equivalent officer / broker-dealer / broker dealer / Governor / correspondent / Director of Operations / Managing Director / Trader / dealer / Special Counsel / /

PublishedMedium

Wall Street Journal / /

Technology

market access technology / high-speed trading technology / /

URL

http /

SocialTag