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Business / Stock market / Self-regulatory organizations / Investment / Universal Market Integrity Rules / Exempt market dealer / Canadian securities regulation / Electronic trading / Direct market access / Financial economics / Financial markets / Finance


Rules Notice Notice of Approval Please distribute internally to: Institutional Legal and Compliance
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Document Date: 2013-07-04 11:15:07

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File Size: 930,48 KB

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Company

Marketplaces Trading / Participating Organizations / Provisions Respecting Electronic Trading / /

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IndustryTerm

individual registrant / order execution services / automated order systems / complicated technology / /

Organization

International Organization of Securities Commissions / National Science Foundation / Order Execution Service / European Commission / European Securities and Markets Authority / Australian Securities and Investments Commission / European Parliament / Securities and Exchange Commission / /

Person

DEA OE RA / Naomi Solomon / Jamie Bulnes / /

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Position

Senior Policy Counsel / Governor / Director / Member Regulation Policy Telephone / foreign dealer / investment dealer / Executive / Participant Dealer / Exempt Market Dealers Investment Dealers /Foreign Dealer / General / trader / Dealer / adviser / /

ProgrammingLanguage

Hoc / /

PublishedMedium

the International Organization / /

Technology

ASIC / /

URL

http /

SocialTag