Letter from SEC Director of Trading and Markets and the SEC Chief Accountant to Stephen Sammitti, Chair of the AICPA Stockbrokerage and Investment Banking Expert Panel concerning requirements for broker-dealer annual aud

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Date: 2010-11-18 17:08:40 Risk Audit Financial audit Center for Audit Quality Generally Accepted Auditing Standards Internal control Accountant Regulation S-X AICPA Statements of Position Auditing Accountancy Business		Letter from SEC Director of Trading and Markets and the SEC Chief Accountant to Stephen Sammitti, Chair of the AICPA Stockbrokerage and Investment Banking Expert Panel concerning requirements for broker-dealer annual aud Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 1,06 MB Share Document on Facebook

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