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Disgorgement
Results: 142

#	Item
121	Administrative Proceeding: Banc of America Securities LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-17 16:56:22 Disgorgement U.S. Securities and Exchange Commission Financial economics Government Economics Investment Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Corporate crime Fair Fund United States Securities and Exchange Commission
122	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-19 17:32:46 Fair Fund Disgorgement Securities Act Financial regulation Government Economy of the United States Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States Securities and Exchange Commission United States securities law Corporate crime
123	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 26, 2006 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-28 12:56:45 Disgorgement Stock market United States Securities and Exchange Commission Corporate crime Fair Fund
124	Ronald S. Bloomfield, Robert Gorgia, and John Earl Martin, Sr. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-11 11:38:19 Financial regulation Government Corporate crime Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Securities Act Disgorgement United States Securities and Exchange Commission United States securities law 73rd United States Congress
125	#..SEC-47 System name: Disgorgement and Penalties Tracking System. System location: Securities and Exchange Commission, Office of the Secretary, 450 Fifth Street, NW, Mail Stop 0609, Washington, DC[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:34:47 Government Public administration Corporate crime U.S. Securities and Exchange Commission Federal Reserve System
126	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-29 15:46:32 Disgorgement SEC filings United States securities law Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime Fair Fund
127	Administrative Proceeding: Huntington Bancshares, Inc., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-16 11:29:34 United States Securities and Exchange Commission Finance Disgorgement Tax Sarbanes–Oxley Act Internal Revenue Service Government Business Corporate crime Fair Fund
128	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-21 10:25:28 Disgorgement U.S. Securities and Exchange Commission Securities Exchange Act Government Financial regulation Fair Fund United States Corporate crime United States Securities and Exchange Commission United States securities law
129	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-12 15:02:35 Disgorgement U.S. Securities and Exchange Commission Government SEC filings Financial regulation Securities Fraud Deterrence and Investor Restitution Act Corporate crime United States Securities and Exchange Commission Fair Fund
130	Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-12 12:36:01 Fair Fund Government Disgorgement Securities Act Financial regulation U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime United States securities law