![Fair Fund / Disgorgement / Investment Company Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / Mutual fund scandal / Corporate crime / United States securities law / United States Securities and Exchange Commission Fair Fund / Disgorgement / Investment Company Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / Mutual fund scandal / Corporate crime / United States securities law / United States Securities and Exchange Commission](https://www.pdfsearch.io/img/f4e3239c9173b9f9cde6c889d7abc5bb.jpg)
| Document Date: 2014-12-09 13:41:31 Open Document File Size: 80,33 KBShare Result on Facebook
Company EXECUTION SOLUTIONS LLC / ConvergEx Execution Solutions LLC / TRADE SERVICES LLC / ConvergEx Global Markets Limited / / Currency USD / / Organization Division of Enforcement / Securities and Exchange Commission / Fair Fund / / Person Jonathan Samuel Daspin / Thomas Lekargeren / / Position Secretary / Brent J. Fields Secretary / /
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