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76th United States Congress / Financial regulation / Government / Law / Fair Fund / Securities Act / Securities and Exchange Commission / Cease and desist / Disgorgement / United States securities law / United States Securities and Exchange Commission / Corporate crime


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 21, 2014 ADMINISTRATIVE PROCEEDING
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Document Date: 2014-10-21 17:14:54

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File Size: 12,89 KB

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Company

Bank of America / UBS Financial Services Inc. / /

Currency

USD / /

Organization

Division of Enforcement / Securities and Exchange Commission / Fair Fund / /

Person

Keith MacDonald / KEITH MACDONALD SUMMERS / /

Position

Secretary / Brent J. Fields Secretary / /

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