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73rd United States Congress / Financial regulation / Government / Fair Fund / Securities Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Disgorgement / United States Securities and Exchange Commission / United States securities law / Corporate crime


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 17, 2014 ADMINISTRATIVE PROCEEDING
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Document Date: 2014-12-17 17:06:48

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File Size: 78,36 KB

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Company

EXECUTION SOLUTIONS LLC / ConvergEx Execution Solutions LLC / The Garden City Group / TRADE SERVICES LLC / ConvergEx Global Markets Limited / /

Currency

USD / /

Organization

Division of Enforcement / Securities and Exchange Commission / Fair Fund / /

Person

Jonathan Samuel Daspin / Thomas Lekargeren / /

Position

APPOINTING FUND PLAN ADMINISTRATOR AND SETTING ADMINISTRATOR / fund plan administrator / Brent J. Fields Secretary / administrator / /

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