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Disgorgement / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Corporate crime / United States Securities and Exchange Commission / Fair Fund


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 3, 2014 ADMINISTRATIVE PROCEEDING
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Document Date: 2014-09-03 16:20:34

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File Size: 74,26 KB

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Company

Deutsche Bank Trust Company Americas / BNY Mellon / /

Country

United States / /

Currency

USD / /

Organization

Securities and Exchange Commission / Fair Fund / Distribution / Appointing Fund Administrator / and Setting Fund / Setting Fund / /

Person

Lynn M. Powalski / Mark Shaw / /

Position

Deputy Secretary / Governor / Administrator / /

URL

www.sec.gov / /

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