Back to Results
First PageMeta Content
Corporate crime / Government / 73rd United States Congress / Department of Finance / Securities and Exchange Commission / Financial system / Securities Exchange Act / Disgorgement / Broker-dealer / United States Securities and Exchange Commission / United States securities law / Financial economics


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 21, 2006
Add to Reading List

Document Date: 2010-02-19 13:22:06

Open Document

File Size: 54,65 KB

Share Result on Facebook

City

Alexandria / /

Company

Arthur Lipper Corp. / KPMG Peat Marwick LLP / Stansbury Holdings Corporation / Richard C. Spangler Inc. / /

Currency

USD / /

Event

M&A / /

IndustryTerm

bank / registered broker / bank money order / /

Organization

SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / Operations Center / Division of Enforcement / Securities and Exchange Commission / /

Person

Leo Glassman / MICHAEL J. HEALEY IS BARRED / MICHAEL J. HEALEY / James F. Champa / Michael J. Healey (Healey) / MICHAEL J. HEALEY DISGORGE / /

Position

se and through counsel / registered broker / cashier / broker / Comptroller / Colin S. Diver / registered broker-dealer / dealer / staff attorney / /

ProvinceOrState

Virginia / Rhode Island / /

SocialTag