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Division of Securities, State of Indiana 13. This Consent Agreement is expressly subject to the approval of the Securities Commissioner and should the Commissioner fail or refuse, for any reason, to approve this Agreemen
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Document Date: 2014-09-19 12:13:52


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File Size: 544,18 KB

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City

Indianapolis / /

Company

Indiana State Teachers Association Insurance Trust / IAC / UBS Financial Services Inc. / /

Currency

USD / /

Organization

State Securities Division / Division of Securities / office of the Indiana / /

Person

Carol A. Mihalik / CHRIS NAYLOR / Bredhoff / Charles P. White / /

Position

broker-dealer / Assoc. General Counsel Indiana Secretary / counsel / Securities Commissioner / SECRETARY / Secretary of State / oflll INDIANA SECRETARY / Commissioner / Indiana Secretary / /

ProvinceOrState

Indiana / /

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