Relevant Period / First Union Corporation / Forum Capital Markets LLC / Prudential Financial Inc. / First Union Capital Markets Corp. / Wachovia Securities Inc. / EVEREN Securities Inc. / Wachovia Capital Markets LLC / Bowles Hollowell Connor & Co. / EVEREN Capital Corporation / New York Stock Exchange / Bloomberg / First Union Securities Inc. / First Call / Corporate Investment Banking / Wachovia Corporation / Prudential Securities Inc. / /
Event
Company Expansion / M&A / Name Change / Business Partnership / Product Issues / /
Equity Commitment Committee / Equity New Business Committee / Equity Capital Markets Division / OF SOUTH CAROLINA office / Securities Exchange Commission / NASD / /
Position
underwriter for investment / underwriter for investment banking transactions / Research Analyst / manager status / Wheat First Butcher Singer / underwriter / head / investment banker / broker-dealer / administrator / Attorney General of the State of South / Research Analyst Global Settlement agreement-in-principle / analyst / Attorney General / Securities Commissioner / /
Product
business model / /
ProvinceOrState
Illinois / South Carolina / SOUTH / North Carolina / /