Dodd

Results: 13498



#Item
741Government / Information security / Government Accountability Office / Financial regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / FDIC Enterprise Architecture Framework / Bank regulation in the United States / Federal Deposit Insurance Corporation / Security

GAOHighlights, INFORMATION SECURITY: FDIC Implemented Many Controls over Financial Systems but Opportunities for Improvement Remain

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Source URL: www.gao.gov

Language: English - Date: 2015-04-09 14:15:43
742Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures exchange / Over-the-counter / Futures contract / Commodity Futures Trading Commission / LCH.Clearnet / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

Proposed Rule: End-User Exception to Mandatory Clearing of Security-Based Swaps

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Source URL: www.sec.gov

Language: English - Date: 2010-12-28 14:08:51
743Business / Late-2000s financial crisis / United States federal banking legislation / Financial economics / Investment / Regulation S-K / Dodd–Frank Wall Street Reform and Consumer Protection Act / Dividend / Security / Finance

All correspondence to: One Registry Services Pty Limited Po Box R1479 Royal Exchange NSW 1225 T: +F: +

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Source URL: www.oneregistryservices.com.au

Language: English - Date: 2013-10-14 23:26:06
744Finance / Late-2000s financial crisis / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Presidency of Barack Obama / United States federal banking legislation / Commodity Futures Trading Commission / Derivative / Volcker Rule / Systemic risk / Financial economics / Financial regulation

The Dodd-Frank Act: From a U.S. Economy Perspective Steven Lofchie Non-Resident Senior Fellow / Legal Studies Center for Financial Stability, Inc. and

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Source URL: www.centerforfinancialstability.org

Language: English - Date: 2010-10-18 12:41:25
745Financial economics / United States federal banking legislation / Economic bubbles / Late-2000s financial crisis / Finance / Basel III / Dodd–Frank Wall Street Reform and Consumer Protection Act / Federal Reserve System / Banking in the United States / Economics / Systemic risk / Financial regulation

Janet L Yellen: Improving the oversight of large financial institutions

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Source URL: www.bis.org

Language: English - Date: 2015-03-04 01:57:00
746Economics / Loans / Banking / Person-to-person lending / Prosper Marketplace / Security / Payday loan / Commercial bank / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Credit

The Regulation of Marketplace Lending A Summary of the Principal IssuesUpdate) April 2015 THE REGULATION OF

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Source URL: www.chapman.com

Language: English - Date: 2015-04-08 14:58:35
747United States Securities and Exchange Commission / Financial economics / 73rd United States Congress / Financial regulation / Stock market / Securities Act / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Asset-backed security / Finance / SEC filings / United States securities law

Final Rule: Suspension of the Duty to File Reports for Classes of Asset-Backed Securities Under Section 15(d) of the Securities Exchange Act of 1934

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Source URL: www.sec.gov

Language: English - Date: 2011-08-19 13:01:57
748NYSE Euronext / 73rd United States Congress / Economy of the United States / Business / Corporate governance / NYSE Arca / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaJanuary 11, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerate

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Source URL: www.sec.gov

Language: English - Date: 2013-01-16 07:02:03
749International Organization of Securities Commissions / Financial Action Task Force on Money Laundering / Finance / Money laundering / Offshore financial centre / Securities Commission / Financial Regulator / Asia/Pacific Group on Money Laundering / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial regulation / Business / Economics

The Bahamas: Assessment of the Supervision and Regulation of the Financial Sector--Review of Financial Sector Regulation and Supervision (IMF Country Report No)

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Source URL: www.imf.org

Language: English - Date: 2004-10-05 17:05:22
750Securities / LCH.Clearnet / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Credit default swap / Futures contract / Depository Trust & Clearing Corporation / Commodity Futures Trading Commission / Clearing / Financial economics / Financial system / Finance

Proposed Rule: Clearing Agency Standards for Operation and Governance

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Source URL: www.sec.gov

Language: English - Date: 2011-03-03 12:12:32
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