Dodd

Results: 13498



#Item
771Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Credit rating agency / Nationally recognized statistical rating organization / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Investment Company Act / Securities regulation in the United States / Financial regulation / United States securities law / Finance

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270, and 274 Release Nos; IC-30847; File No. S7-7-11 RIN 3235-AL02 Removal of Certain References to Credit Ratings Under the Investment Company Act AGENCY: Se

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Source URL: www.sec.gov

Language: English - Date: 2014-01-08 13:24:20
772Economics / 76th United States Congress / Investment / Late-2000s financial crisis / Systemic risk / Hedge fund / Investment Advisers Act / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Commodities market

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11

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Source URL: www.sec.gov

Language: English - Date: 2011-10-31 10:39:57
773New York State Department of Financial Services / Patent examiner / Mortgage loan / Finance / Financial services / New York State Banking Department / Economy of the United States / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States housing bubble / Mortgage broker / Mortgage bank

Vacancy Announcement: Supervising Bank Examiner, G-33

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Source URL: www.dfs.ny.gov

Language: English - Date: 2015-05-08 10:22:04
774Systemic risk / Financial markets / Economic bubbles / Financial crises / Financial risk / Financial crisis / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Liquidity risk / Economics / Financial economics / Finance

Janet L Yellen: Finance and society

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Source URL: www.bis.org

Language: English - Date: 2015-05-07 05:03:00
775Financial services / 76th United States Congress / United States securities law / Investment Advisers Act / Hedge fund / Investment Company Act / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Final Rule: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers

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Source URL: www.sec.gov

Language: English - Date: 2011-06-22 18:45:56
776Financial markets / United States housing bubble / Financial services / Net capital rule / Credit rating agency / Nationally recognized statistical rating organization / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Broker-dealer / Finance / Financial economics / Business

Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

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Source URL: www.sec.gov

Language: English - Date: 2014-01-08 13:20:23
777Dodd–Frank Wall Street Reform and Consumer Protection Act / Business / Royalties / PayPal / Economics / Ministry of Mineral Resources / Extractive Industries Transparency Initiative / Mining / Electronic commerce

Final Rule: Disclosure of Payments by Resource Extraction Issuers

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Source URL: www.sec.gov

Language: English - Date: 2012-09-19 16:07:43
778Financial regulation / Mine Safety and Health Administration / Safety engineering / Auditing / Corporate governance / United States corporate law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Federal Mine Safety and Health Review Commission / Securities Act / United States securities law / Mining / Law

Proposed Rule: Mine Safety Disclosure

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Source URL: www.sec.gov

Language: English - Date: 2010-12-23 17:23:08
779111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Derivative / Commodity Futures Trading Commission / Swap / Financial economics / Finance / Financial system

Microsoft Word_2_.docx

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Source URL: www.sec.gov

Language: English - Date: 2012-06-28 08:33:48
78073rd United States Congress / United States Securities and Exchange Commission / Finance / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Financial economics / Financial regulation / United States securities law

Exemptive Order: Order Pursuant to Sections 15F(b)(6) and 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions and Other Temporary Relief, Together with Information on Compliance Dates for New Provisio

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Source URL: www.sec.gov

Language: English - Date: 2011-06-23 17:43:31
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