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Business / Investment / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Fiduciary / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered Investment Advisor / Corporate advisory / Law / Finance / Financial economics


DOL Delivers on its Promise: Conflict of Interest Rule Proposal Provides Needed Protections for Retirement Savers, Flexibility for Financial Firms In mid-April, the Department of Labor did what many thought to be impossi
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Document Date: 2015-05-07 15:06:18


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in-house product / insurance agents / routine account services / in-house products / securities law definition / investment products / mass retail investors / tailored services / insurance products / frail tool / technology-based tools / low-quality products / retail investors / /

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Department of Labor / Congress / Government Accountability Office / U.S. Securities and Exchange Commission / FINRA / /

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Mary Jo White / Obama / Rick Ketchum / /

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