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Financial adviser / Money / U.S. Securities and Exchange Commission / Financial economics / Christopher Cox / Finance / Business / Soft dollar


Bank of Mew York on S7-09-05
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Document Date: 2005-11-29 16:23:07


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City

Washington / D.C. / Bath / /

Company

WNY Securities Group / New Yark Stock Exchange / The Bank of New York / Comments 8NY Securities Group / New Xark Company Inc. / The Bank of Mew York / BNY Securities Group / /

Country

United States / /

Event

Reorganization / /

IndustryTerm

mixed-use products / executian brokerage / financial clutsourcing services / order management systems / eligible product / bank / brokerage product / na distinction between proprietary products / particular product / proxy voting service products / agency brokerage / proxy voting services / /

Organization

World Health Organization / U.S. Securities and Exchange Commission / /

Person

Joseph M. Velli Joseph / Larry E. Bergmann / Jonathan E.Katz / Tha Honorable Cynthia / Alexander Hamilton / Robert E. Plaze / Cynthia A. Glassrrran / Jaanne Swindler / Joseph M. Velli / /

Position

Director / Division of investment Management / broker-dealer / manager clients / Chairman / manager / broker / Vice President / Commissioner / maney manager / Director / Division ~f Market ReguIation / Assistant Director / Division of Market Regulation Mcyer Eisenberg / Acting Director / Division / Secretary / Acting Director / Division of Market Regulation Larry E. Bergmann / money manager / Acting Director / Division of Market Regulation / /

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