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U.S. Securities and Exchange Commission / Net capital rule / Financial economics / Economy of the United States / Finance / Credit rating agencies / Nationally recognized statistical rating organization / Dominion Bond Rating Service


Microsoft Word - dbrs - Comments on NRSRO references[removed]_2_.doc
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Document Date: 2009-11-13 11:32:56


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City

Washington / D.C. / /

Company

Djinis LLP / Bear Stearns / DBRS Inc. / /

Organization

US Federal Reserve / Rating Committee / U.S. Securities and Exchange Commission / /

Person

Bradley Gude Marlon Quintanilla Paz / Penelope W. Saltzman Daniel / L. Casey Hon. Elisse / Joseph I. Levinson Paula Jenson Ignacio / Katherine Hsu Blair Petrillo / Troy A. Paredes Michael / Randall W. Roy / Daniel K. Chang Katherine Hsu Blair / Elizabeth M. Murphy / Kathleen L. Casey / B. Walter Hon. Luis / Mary Keogh / Paz Hunter Jones Penelope / W. Roy Joseph / Marlon Quintanilla Paz Hunter Jones / J. Tao Elizabeth / Elizabeth A. Sandoe Bradley Gude Marlon / Thomas K. McGowan Randall / Josephine J. Tao / Michael A. Macchiaroli Thomas / Mari-Anne Pisarri / Luis A. Aguilar Hon. Troy / Mary L. Schapiro Hon. Kathleen / Paula Jenson Ignacio Sandoval Josephine / Kent Wideman / /

/

Position

broker-dealer / Chairman / Director / Policy and Regulatory Affairs / President / Group Managing Director / Policy / Managing Director / Group / outside counsel / Secretary / Managing Director / Policy and Regulatory Affairs / Managing Director / Regulatory Affairs / Hunter / /

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