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Investment / Stock market / Financial services / 76th United States Congress / Investment Advisers Act / Registered Investment Advisor / Financial adviser / Hedge fund / U.S. Securities and Exchange Commission / Financial economics / Finance / Business


May 16, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]
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Document Date: 2008-05-19 11:47:07

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City

Washington / D.C. / No. / /

Company

Client Transactions / /

Country

United States / /

Currency

USD / /

Facility

harbor of Section / The Investment Company Institute / Investment Company Institute / /

IndustryTerm

online and on paper / Internet access / advisory services / retail wrap clients / Internet Availability / public Internet website / research products / accessible Internet website / investment management services / /

Organization

Congress / Investment Company Institute / US Federal Reserve / U.S. Securities and Exchange Commission / /

Person

Paul Schott Stevens / Jonathan G. Katz / Amy B.R. Lancellotta / Cox / Nancy M. Morris / /

Position

large adviser / broker-dealer / team member / manager disclosure / Counsel / portfolio manager / particular broker-dealer / Chairman / President and CEO / investment adviser / qualified custodian / Secretary / adviser / /

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